Quadratic generation
for smooth polytopes with long edges
Caius Folkerts
Abstract. Every smooth lattice polytope of dimension whose edges have lattice
length at least is normal and has a toric ideal generated by quadrics. Thus
a single edge bound gives both projective normality and quadratic equations
in every dimension. We prove two mixed decomposition theorems; an interior
point of a sum admits every prescribed parity in its first summand at edge
bound , and multiplication by an adjoint factor is surjective at edge bound .
The common mechanism is a lattice-covering theorem for averages of basis boxes.
Large projective-space fibers account for the failure of the requisite boxes; their
disjointness permits a simultaneous correction. A general exchange argument then
reduces quadratic generation in all degrees to the creation of a repeated summand
in degree three.
1. Introduction
A smooth lattice polytope determines a projective embedding of a smooth toric variety,
but smoothness alone does not yet provide a general description of the generators and
relations of its homogeneous coordinate ring. The normality question associated with Oda
and the quadratic-generation question associated with Bøgvad ask whether these
generators always have degree one and these relations always have degree two; see, for
example, [2]. We establish both conclusions under an edge bound depending only on the
dimension.
Let , let be a lattice polytope, and write . The polytope is smooth if the primitive
directions of its edges at each vertex form a basis of . It has the integer decomposition
property if every point of is a sum of points of , for every integer . Over an arbitrary field
, its toric ideal is
Theorem 1.1.Let be a smooth -dimensional lattice polytope, where . If every edge
has lattice length at least , then has the integer decomposition property and
The assertion is independent of the ground field. In the language of projective
embeddings it is property ; the embedding is projectively normal and its homogeneous
ideal is generated by quadrics. Bounds on powers of line bundles and bounds on the
individual edges are different kinds of positivity; the theorem uses only the latter.
Recent work of Song and Wen [3] gives the bound for property under additional
conditions on the fan. Theorem 1.1 gives the case on every smooth projective
fan.
The proof requires more than the existence of integral decompositions. To change one
decomposition into another, we must control the residue class of a summand, including
when the target approaches a face. The following mixed statements provide that control. If
is an ample integral divisor on a smooth projective toric variety, write for its lattice
polytope; the degree of on an invariant curve is the lattice length of the corresponding
edge.
Theorem 1.2 (Prescribed parity).Let be ample integral divisors on a smooth
projective toric -fold, each having degree at least on every invariant curve. For every
and , there are and such that and .
Theorem 1.3 (Adjoint multiplication).Let be ample integral divisors on a smooth
projective toric -fold, each having degree at least on every invariant curve. Then
Equivalently, multiplication of sections of and onto those of is surjective.
The distinction between the two bounds already appears for a simplex. The polytope
contains the unit boxes at its vertices, but an interior lattice point first appears in . In
the proof, boxes of side two enforce parity, while a unit box inside an adjoint
polytope supplies an interior summand. A simplex factor that is too short to
contain the desired box is treated by distributing its homogeneous coordinates
directly.
Section 2 explains why these are the right decomposition statements by deriving
quadratic generation from an exchange criterion for arbitrary lattice polytopes. Sections 3
and 4 develop the toric geometry and lattice-covering lemma. A corner box can fail along a
contractible projective-space fiber of dimension greater than , but distinct such loci are
disjoint. Section 5 uses this fact to construct corrected boxes, and Sections 6 and 7 prove
the mixed theorems by induction on dimension.
2. From parity to quadratic generation
A degree- decomposition of is a multiset of points of with sum . A quadratic exchange
replaces two entries by two other points of having the same sum. The following criterion
isolates the algebraic part of the argument.
Proposition 2.1.Suppose has the integer decomposition property and the following
properties, in the saturated affine lattice of each face
(i)
for every face , every lattice point of admits a decomposition in with any
prescribed parity of the first summand;
(ii)
for every proper face , every lattice point of is the sum of a lattice point of and a lattice point of .
Then every decomposition fiber is connected by quadratic exchanges, and is generated by
quadrics over every field.
Proof.We first change any triple into one with a repeated entry. Let be a triple and
its smallest containing face. If some pair, say , already has smallest containing face
, then . By (i), write with modulo twice the face lattice. The midpoint is integral
and belongs to , so
are quadratic exchanges.
Otherwise choose a pair with smallest containing face . If the pair repeats, there
is nothing to prove; if it does not, (ii) changes it into with . Every face containing
contains , so and the third entry have smallest containing face . The preceding
argument applies. Here is a proper face of , even when , which is precisely where
condition (ii) is needed.
To connect two repeated triples with common sum, write
Then , so the two exchanges
connect the triples. Thus degree-three fibers are connected. For , induct on and
create a repeated entry in each of two decompositions
The point
has an integral decomposition . Holding one fixed, induction connects the first
state to ; holding fixed connects this state to the second. Finally, distinct target
characters are linearly independent, so the kernel is spanned by differences of
monomials in common fibers. Along an exchange path each such difference telescopes
into monomial multiples of quadratic binomials. □
Theorem 1.2 supplies (i) for every face of the polytope in Theorem 1.1. A proper face
of dimension inherits the edge bound , so Theorem 1.3, applied to that face twice,
supplies (ii). It remains to prove the mixed statements and the integer decomposition
property.
3. Contractible curves and local boxes
Throughout the geometric proof, is a smooth projective toric -fold with character lattice
and cocharacter lattice . Write for its primitive ray generators and for the invariant
divisors. For a real invariant divisor , set
The Cartier point at a maximal cone has equality on its rays. Nefness means that all
these points belong to . For nef real divisors,
These formulas include lower-dimensional nef polytopes. Integral nef divisors have
integral Cartier points, and .
3.1. The contraction data. We use Casagrande’s description of contractible
classes and their behavior under smooth invariant blowups [1]. A normalized
extremal class is the class of an actual invariant curve. It is contractible, and every
contractible class is represented by an invariant curve and has a primitive relation
For the right side is zero. The positive rays form a primitive collection; every proper
subset spans a cone, whereas the full set does not. Intersections with invariant divisors are
the displayed coefficients, so
An edge bound therefore gives for every contractible class. Nefness, on the other hand,
is tested on normalized extremal classes.
If , the contraction is a bundle over a smooth projective toric base of dimension . If ,
its exceptional locus is
a bundle. The normal line bundles supplied by the restrict to on each fiber. The base
is projective, because the fiber class on the projective variety is numerically effective [1,
Corollary 3.1].
For a smooth invariant blowup with exceptional divisor , every contractible class other
than a blowup-fiber line pushes to a primitive relation, and pushforward is injective on
these classes. If the pushed class is not contractible, the original class has -degree one [1,
Theorem 5.1]. For center (3), the unique contractible lift of its fiber class has relation
with zero coefficients omitted. Its -degree is , as follows from the type-a case of [1,
Lemma 5.4]. For disjoint centers these statements apply successively, with intersections
against the other exceptional divisors unchanged.
3.2. Coordinates on the projective bundles. The bundles above split equivariantly.
Any fiber rays extend to a smooth maximal cone, hence span a saturated sublattice.
Smoothness of the bundle gives one primitive lift of each base ray, and the contraction fan
contains every proper fiber cone over every base cone. After an integral splitting of the
lattice sequence, the fiber coordinates of the lifted rays are integral piecewise-linear
functions on the base fan. They define line bundles , one normalized to zero, with bundle
Use the convention that an integral homogeneous fiber weight , , of a divisor of fiber
degree has base divisor
The endpoint divisors restrict to the coordinate sections, so their polytopes are faces of
. For ,
Thus edge bounds and primitive-relation inequalities verified at the endpoints hold at
every actual integral weight. Adjunction takes the useful form
In a multiplication problem, the sum of the base-weight divisors depends only on the
total fiber weight.
The normal-height, fiber, and base coordinates are integral and saturated. The normal
rays of a smooth face form part of a lattice basis, so the height map onto is surjective and
its kernel is the face lattice. The bundle lattices form a split exact sequence.
Prescribing parity in these successive coordinates therefore prescribes parity in
.
3.3. Two local criteria. At let be the primitive outgoing edge basis. Its corner box of
side is
Lemma 3.1 (Corner criterion).An ample real divisor contains all its corner boxes
of side if for every extremal relation (2). Conversely, containment implies this
inequality for every contractible class.
Proof.For put . A cone contains at most positive rays of a primitive collection, and
negative coefficients can only decrease . Hence is nef. Its Cartier point on is the box
corner and belongs to .
Conversely, the contraction fan has a maximal cone containing all negative rays
and all but one positive ray of a contractible relation. At the associated vertex the
slack of the missing-positive-ray inequality is ; at the box corner selecting the other
positive rays it is . Containment makes this nonnegative. □
Faces are smooth in their saturated lattices and inherit contained corner boxes. In
particular, edge bound gives unit boxes in dimension .
Lemma 3.2 (Displaced slices).Suppose every invariant degree of an ample real
divisor is at least . If and , then is nef, is ample when , and has every invariant
degree at least . Its restriction to in (3) is the exact slice of at normal heights , with
fiber degree .
Moreover, if a smooth real polytope has all edges of length at least , every vertex
has height at least above each nonincident primitive facet.
Proof.A positive prime-divisor intersection with an extremal class is one, so is nef.
The expression
proves all positivity and degree assertions, including for nonextremal invariant
curves. The face defined by the normal equalities in is the restriction polytope,
proving exactness; the fiber degree follows from (2).
At a vertex outside a facet, an outgoing edge decreases the facet height, since
otherwise the tangent cone would make that vertex a global minimum. Its primitive
height slope is a negative integer and its length is at least , giving the last assertion.
□
4. Averages of lattice basis boxes
The geometric arguments will place a target in a convex hull of matched box centers. The
next lemma converts this real-valued information into a lattice decomposition; the bases of
the different boxes may be unrelated.
Lemma 4.1 (Lattice covering).Let be vectors of a full lattice spanning . If is a
convex combination of incidence vectors of subsets that are real bases, then
meets every translate of . In particular, every convex Minkowski average of
centered integral basis boxes is lattice covering.
Proof.We choose an ellipsoidal norm so that comparison with neighboring lattice
points places every nearest-point error inside . The required balance is supplied by
a determinant minimization.
Let be the bases of the configuration and . First take , put , and minimize on
the function
Cauchy–Binet expands the determinant as . Relative interior gives with
Thus is coercive and attains its minimum. The logarithmic gradient lies in , so
vanishing derivatives on give
For any , choose a nearest lattice point in the -norm. Comparison with yields
Since ,
For boundary , approximate by relative-interior points. The zonotopes converge
and remain bounded, so the corresponding lattice points have a constant subsequence;
passage to the limit finishes the proof. □
Suppose contain boxes with the same basis at each maximal cone and centers . If , the
common centered average satisfies
Unit boxes and give a lattice decomposition. Side-two boxes and give every parity
class. This explains why the centers, as well as the boxes, must fit into a common
nef-divisor construction.
Lemma 4.2.If two ample integral polytopes on the same smooth fan contain their
unit corner boxes, then
Proof.The center at is . For a primitive facet normal , its slack is at least , because
the box is contained and the final sum is a positive integer. Thus these centers are
feasible Cartier points for the nef real divisor ; likewise for .
An interior lattice target has every facet slack at least one and therefore lies in
Equation (1) expresses it as an average of matched centers, so (8) and Lemma 4.1
apply. A boundary target reduces to matched proper faces, which inherit the smooth
fan and unit boxes; induction on dimension completes the proof. □
Corollary 4.3.Every smooth -polytope with edges of length at least has the integer
decomposition property.
Proof.The corner criterion gives unit boxes. Apply Lemma 4.2 to and , and induct
on . □
The next allocation replaces a missing box on a simplex fiber.
Lemma 4.4 (Simplex parity).For and , every interior lattice target in has a
decomposition in each prescribed parity of its first factor.
Proof.Write the homogeneous target as , . Let be the requested and complementary
parities, including the zeroth coordinates determined by the degrees. Then , and the
parity-vector sums agree with modulo two. Also ; when , parity excludes ones, and
when the bound is automatic. The same holds for . The intervals
therefore admit total ; subtract their lower bounds and divide by two, then
distribute the resulting integral total among the integral capacities. □
5. Large contraction loci and corrected boxes
The corner criterion shows that a side-two box can fail only along a contractible fiber of
dimension greater than . Two such fibers cannot meet if their numerical classes differ; an
intersection would have positive dimension and contain a curve whose class is a positive
multiple of both classes. Thus the loci
are pairwise disjoint. The same argument shows that a class with is the only class in
any collection of this kind.
Blow up any subcollection with . For make no modification and write . Over a point of
, the divisor is
With the convention of lines, is the negative tautological line bundle; its dual is ample
on this fiber. Thus has negative degree on every curve contracted by , and the remain
disjoint.
Lemma 5.1.Let be a normalized extremal class on the resulting variety, with positive
rays and negative rays.
(i)
If , then .
(ii)
If both have positive degree, their two rays form the entire positive collection,
and , .
(iii)
Every maximal cone containing contains exactly rays of the original positive
collection .
Proof.For (i), a contraction fiber meets in a coordinate hyperplane on which has
degree one. Its map to has no positive-dimensional fiber, since a curve in one would
have both positive and negative -degree. Hence .
For (ii), disjoint divisor rays are a noncone pair, so minimality makes this pair the
entire positive collection. The contraction locus is a bundle over of dimension ; for
use the whole variety. The two divisors give disjoint sections with dual normal line
bundles. The joint map has no positive-dimensional fiber, since both dual bundles
would be negative on a curve in it. Thus .
For (iii), suppose an old maximal cone containing the negative rays contains rays
of . Primitivity gives . Remove these rays and the negative rays, leaving on rays.
The contraction fan supplies a cone containing , all negative rays, and any positive
rays; its rays force . Star subdivision preserves these positive rays. □
5.1. Original boxes away from the loci. We must select all obstructing contractible
classes here, because an extremal class after blowup may push to a nonextremal
contractible class.
Proposition 5.2.Let all invariant degrees of an ample divisor be at least . Select
every contractible class with , and suppose none has . At every original vertex outside
their loci, the corner box of side two is contained in .
Proof.Fix its maximal cone and . The desired box corner is the Cartier point of
, where . We will make this divisor nef by subtracting exceptional divisors over the
selected loci, leaving its Cartier point at unchanged. The correction must repair each
negative fiber degree without creating a negative degree on a different curve.
Activate the selected indices with , and write
Since is outside ,
Blow up the activated loci of codimension at least two, retaining divisors in
codimension one. We claim that
is nef. A blowup-fiber line has degree . Consider any other normalized extremal class
.
If no is positive, successive pushdown gives an old contractible class . For an inactive
class, ; use for an unselected class and inactivity otherwise. All exceptional corrections
help. For an activated class, injectivity identifies the unique lift (4); its degree is , with
zero intersections against other .
If exactly one is positive, the image of an invariant representative is a nonzero effective
multiple of an old invariant curve, so . Since , Lemma 5.1 gives
If two are positive, then and neither positive ray is in . Put , , , and . Let be the sum
of negative wall-coefficient magnitudes on old rays in . Discarding other helpful terms gives
The bounds (9) first give . For a complementary estimate, each has all but one ray in
an invariant wall representing , so their intersection has at most one ray outside the
wall. By Lemma 5.1(ii), at most wall rays have zero coefficient. Consequently
Together with , this gives . The two lower bounds sum to two, so one is positive. Three
positive exceptional rays are impossible, because any two already form a primitive noncone
pair. This proves nefness.
The unchanged cone contains no exceptional ray, so its Cartier point for is . It belongs
to , since (10) subtracts effective divisors. Varying supplies every box corner.
□
6. Prescribing the parity of a summand
We prove Theorem 1.2 by induction on . Dimension zero is immediate. For intervals, an
interior target gives a feasible first-summand interval with integral endpoints and length at
least one, so both parities occur. For , Lemma 4.4 applies.
Select the union of all contractible classes on which at least one of has degree less than
. Every selected exceeds , so the loci are disjoint. We first treat a possible fiber-type class,
then build boxes and their centers on a common blowup. Targets outside the sum of the
center polytopes will lie close to an old facet or a selected locus, where induction
applies.
6.1. A fiber-type class. If a selected class has , it is the sole selected class and
is a split bundle over a base of dimension . Both fiber degrees are at least .
Lemma 4.4 splits the target’s homogeneous fiber coordinates in the prescribed
parity. Each resulting base-weight divisor has edge degrees at least , inherited
from the coordinate-section faces through (6). Their sum depends only on the
total weight, and the base target is interior because the original target satisfies
the corresponding facet inequalities strictly. Induction in dimension gives the
base parity, which combines with the fiber parity to give the prescribed class in
.
Henceforth every selected . Blow up their disjoint loci as in Section 5.
6.2. Shifted boxes and their centers. For , set and
Both factors use the same selected loci, even if one had no obstruction there. Since and
,
Define the real center divisor
We check nefness first, since it will allow all the boxes to be averaged. A blowup-fiber
line has degree . Every other invariant representative has -degree at least . If no selected
divisor is positive, the degree is at least , where are negative-coefficient magnitudes; here ,
since . With one positive , Lemma 5.1 gives
With two positive divisors, and
Thus is nef.
Outside the selected loci, Proposition 5.2 supplies the original side-two boxes, centered
at the Cartier points of . At a vertex of , let be the old primitive normal directions and
complete them by tangent directions. On the new cone indexed by , the normal basis is
Take the side-two box based at in this basis, with the unchanged tangent directions. Its
normal heights satisfy
the lower bounds use .
By Lemma 3.2, the tangent slice is the restriction of to . Its fiber degree is at least ,
while every other edge degree is at least . In a split bundle, every nonfiber primitive
collection lifts a base primitive collection and has at most rays. The corner criterion
therefore supplies all tangent side-two boxes, proving containment of the full
shifted box. For , only the fiber inequality is needed, even at the nef endpoint
.
Its base point is the Cartier point of , so its center is exactly the Cartier point of .
When , this is simply a normal shift in the original basis.
6.3. Targets covered by the centers. For an interior lattice target , let be its
primitive facet slacks. We have whenever
For , the second condition is the exceptional-ray inequality; for , it strengthens the
selected old-facet inequality. Nefness expresses as an average of matched center
sums. The contained side-two boxes and Lemma 4.1, with , give every required
parity.
6.4. Targets near an old facet. If at an old facet , the desired normal parity chooses
heights or . The two slices are ample integral polytopes on the smooth facet fan, with
edge bounds at least and by Lemma 3.2. Their sum is the exact first slice of ,
and the target is interior in it. Induction in dimension supplies the tangential
parity, which combines with the chosen normal parity by saturation of the face
lattice.
6.5. Targets near a selected locus. The remaining case is a selected locus with total
normal height
Put . The shift bounds give
We need a split in the prescribed normal parity with and . Let be the desired and
complementary parities. Positivity of gives . Set
The capacities for and are
They are nonnegative because , and (18) implies . Allocate the integral tokens
among the coordinate capacities so that , , and . This gives the required normal
split.
The exact slices at are nef restrictions to , ample there when , and are split -bundle
polytopes. Their fiber degrees are at least . The target is interior in their sum; the sum
divisor is the restriction of , which is ample because , and its incident facet slacks are the
original positive slacks. Split the homogeneous fiber coordinates in the desired parity by
Lemma 4.4. Each resulting base weight has edge bound at least or , and their sum
depends only on the fixed total coordinates. Induction in dimension supplies the base
parity, with no further step when .
These cases exhaust the targets, proving Theorem 1.2.
7. An interior summand and adjoint multiplication
We prove Theorem 1.3 by a separate induction on dimension. The geometry follows the
parity argument, but the second factor must remain inside , changing the displacement
and the center divisor. Dimension zero is immediate. On , homogeneous-coordinate
allocation applies to simplices of degrees and , including a point as the second
simplex.
Assume . Then is ample; every extremal positive collection has at most rays, so its
degree is at least .
7.1. Selected loci and inner slices. Select all contractible classes with
The bound gives , so their loci are disjoint.
We need the following exact inner-slice description. For , , and , the divisor is
ample with edge bound . If every , the slice of at these original normal heights is
For incident facets this is adjunction, . A nonincident facet has slack at least at every
vertex of the displaced face, by Lemma 3.2; hence the canonical inequalities make no
further cut. This also proves exactness at the real heights used below.
If a selected class has , then is a split bundle over a base of dimension . Its two
original fiber degrees are at least , and the adjoint second degree is . Allocate the integral
fiber coordinates between an weight and an adjoint weight . By (7), the base target has
divisor . The two parent base divisors have edge bound , inherited from coordinate-section
faces, so induction in dimension supplies the base decomposition. We may now assume
every selected .
7.2. Inner unit boxes away from the loci. Fix a maximal cone outside all selected
loci and . Set
As , every class on which is negative is selected. Activate those with and set
Then
Blow up the activated centers and put . A blowup-fiber line has degree . With no
positive exceptional divisor, the pushdown and unique-lift argument of Proposition 5.2gives nonnegative degree.
Thus is nef. Its Cartier point on the unchanged cone is
and belongs to because the correction subtracts effective divisors. Varying supplies the
unit box based at the Cartier point of . The ordinary unit boxes are contained everywhere
by the corner criterion.
7.3. Shifted unit boxes. On the common blowup of all selected loci, put
at a locus with parameters . Then
For the first factor, use the new basis (15) and the unit box based at the Cartier point
of . Its heights satisfy and . In the exact tangent slice , the fiber degree is at least , and
every other edge degree is at least . The corner criterion supplies every tangent unit box,
so the full box lies in .
For the second factor, take the unit box based at the Cartier point of . On the
cone indexed by , its initial normal heights are for and . Throughout the box,
The tangent slice is by (20). Before adjunction, its fiber degree is at least
so the inner fiber degree is at least . Every other parent edge degree is at least . For a
nonfiber extremal collection of size , adjunction leaves degree at least . Thus
the corner criterion supplies the tangent boxes, and the full second box lies in
.
7.4. Nefness of the centers. The centers of the matched boxes are Cartier points of
At unchanged cones these are also the centers of the preceding boxes. We verify nefness
in the same three cases of Lemma 5.1.
For , a blowup-fiber line has degree . Every noncontracted extremal representative has
-degree at least . With no positive selected divisor, the bound suffices. With one positive ,
With two it is at least , because .
For , a blowup-fiber line has degree . If no selected divisor is positive, rewrite
The correction coefficients are nonnegative, and the class pushes to an old contractible
class. For a nonselected class, failure of (19) gives
For a selected class, its unique lift and (22) give
With one positive ,
With two, the bounds on and yield
Both center divisors are therefore nef.
7.5. Decomposing the targets. Take and write for its primitive heights relative to .
If
then . At an exceptional ray the two center heights are and , explaining the second
threshold. Averaging matched centers and applying Lemma 4.1 to their unit boxes
produces a lattice point in .
If at an original facet , the first factor has height zero and the inner second factor
height one. The parent slices and have edge bounds and . Adjunction and the
nonincident-facet reserve identify the inner second slice with , so dimension- induction
decomposes the tangential target.
Finally, suppose all old heights are at least two but (26) fails at a selected
locus. Then satisfies . Give the second parent heights and the first heights .
Thus , , and , and both displaced parent slices are ample and exact. Put , . The
remaining target belongs to . The second adjoint divisor is nef; its fiber degree is
and every other extremal collection has size , giving degree at least .
Allocate the target’s homogeneous fiber vector as , with equal to the fiber degree of .
Integral allocation is possible by distributing this total among the capacities . The base
target has divisor
Its two parent base weights are ample on the same fan, with edge bounds at least and .
Induction in dimension supplies the base decomposition and completes the allocation in
all coordinates. This proves Theorem 1.3.
Proof of Theorem 1.1. Corollary 4.3 gives the integer decomposition property.
Every face inherits smoothness and the edge bound, so Theorem 1.2 gives condition
(i) of Proposition 2.1. A proper face of dimension has edges at least ; Theorem 1.3,
applied twice to that face, gives condition (ii). The exchange criterion completes the
proof. □
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