Rank-three obstructions to
coordinate projection volumes
Caius Folkerts
Abstract. For every , a positive hollow matrix of rank three cannot be
approximated by the volumes of the coordinate -dimensional projections of a convex
body in . These matrices have one positive eigenvalue, and their small perturbations
yield open sets of counterexamples with strict Lorentzian signature. This answers
the closure version of Huh’s projection-volume question in the negative. The
obstruction comes from the polygonal cone determined by a rank-three matrix and
the equality cases of Minkowski’s quadratic inequality. A compactification by mixed
volumes with finite segment directions reduces every degenerating realization to a
full-dimensional body or a hyperplane body.
1. Introduction
For a convex body , let be its orthogonal projection onto the coordinate subspace
obtained by deleting coordinates , and set
We allow nonempty compact convex sets of every affine dimension and write for the
resulting hollow matrices. Alexandrov–Fenchel implies that every matrix in has at most
one positive eigenvalue. In dimension four the converse holds, by the projection-area
theorem of Huang, Huh, Michałek, Wang and Wang [2].
The converse in dimension five fails for exact realization. Huh [3] records a
counterexample of Zhang and Zhao with unit off-diagonal entries on four labels and zero
entries involving the fifth, together with Wang’s observation that this matrix nevertheless
belongs to . The remaining question is whether allowing limits restores the spectral
characterization. The obstruction below survives this relaxation and occurs among strictly
positive data.
Theorem 1.1.Let . Every symmetric hollow matrix of rank three with positive
off-diagonal entries lies outside . Such a matrix has signature and is a limit of
matrices of signature outside .
There is therefore a nonempty open set of positive hollow matrices of signature disjoint
from the closure of the projection-volume locus. A particularly simple example in
dimension five is
Its entries are the squared distances between five consecutive vertices of a regular
hexagon of circumradius one. With , and , the factorization
shows that has rank three and signature .
Rank three supplies more than a convenient example. Every matrix in Theorem 1.1can
be written
with distinct points on a circle. Nonnegative vectors in its column space are
therefore the values of affine functions nonnegative on a cyclic polygon. The
extreme rays of this cone correspond to the polygon’s edges. If a realizing body has
interior, equality in Minkowski’s quadratic inequality converts this polygonal
structure into incompatible relations between mixed area measures and the segment
directions.
A convergent sequence of projection-volume arrays need not have a bounded sequence
of realizing bodies. An affine normalization avoids that difficulty by transferring the
degeneration from the body to a finite collection of directions. Let . We prove the
compactification
and show that can always be chosen of dimension at least . The full-dimensional case is
ruled out by the polygonal obstruction. In the remaining hyperplane case, the mixed
volumes obey weighted triangle inequalities. At rank three, these inequalities would give
five points on a circle with no obtuse triangle, which is impossible.
The compactification works for every coordinate projection dimension. If coordinates
are deleted, a limiting representation requires a body of dimension at least . This bound
explains why complementary projections admit the particularly sharp division into a
full-dimensional case and a hyperplane case.
For projections retaining two coordinates, the same rank-three matrices lead to a
different geometric obstruction. The corresponding compatibility conditions and metric
realizations are developed in [1].
2. Rank three and a cyclic polygon
Lemma 2.1.Let be a positive hollow symmetric matrix of rank three. Then it has
signature and admits the representation
where and the points are distinct.
Proof.Every three-label principal determinant is , so that principal matrix has one
positive and two negative eigenvalues. Interlacing and rank three give the asserted
signature. Write . The zero diagonal gives , while positive off-diagonal entries force
all to have the same nonzero sign. Taking them positive and writing gives the
representation. Positivity excludes coincident circle points. □
Fix an matrix whose rows form a basis of . Then , and Lemma 2.1identifies the cone
with affine functions nonnegative on the cyclic polygon, after scaling coordinate by .
Order its vertices cyclically. The cone is three-dimensional, and its extreme rays are
indexed by the polygon edges . Each vanishes exactly at the two endpoints of and is
positive at all other coordinates.
Indeed, an extreme ray has at least two independent active coordinate constraints. The
corresponding affine function vanishes on a line through two polygon vertices and is
nonnegative at all the others, so that line supports an edge. No third circle point lies on
the line. Conversely, the supporting line of each edge gives an extreme ray. This
description will convert a relation between vector measures into one measure for each
polygon edge.
A different use of circle geometry excludes the weighted metrics that arise from bodies
in a hyperplane.
Lemma 2.2.A positive hollow symmetric matrix of rank three satisfying the
triangle inequalities is the squared-distance matrix of at most four points on a circle.
If there are four points, they form a rectangle.
Proof.We first use an elementary property of four-point metrics. If is such a metric,
then
To see this, relabel so that is the largest of the three sums on opposite pairs. For
a subset , let be the matrix equal to one across the cut and zero elsewhere. Then
where
The coefficients are nonnegative, and when .
Now let have rank three and satisfy the hypotheses. Its principal matrix on the
first three labels is invertible, since . Set for . The rank condition gives
For each , the principal matrix on has kernel vector . Its coordinate sum must
be zero. Otherwise the all-ones vector could be shifted by a multiple of this kernel
vector to have coordinate sum zero without changing its strictly positive quadratic
value, contrary to the four-point inequality. Thus every column of has coordinate
sum one.
Choose a nondegenerate planar triangle with squared side lengths , and place its
circumcenter at the origin. Such a triangle exists because the triangle inequalities for
the positive numbers imply strict triangle inequalities for their square roots. Write
its vertices as , with , and put . The sum-one condition gives
The zero diagonal therefore puts every on the same circle, and the displayed
identity becomes . Positive off-diagonal entries make the points distinct.
The metric inequalities now say that every triangle of these points is nonobtuse.
For five points in cyclic order, some two consecutive arc gaps sum to less than , so
their three endpoints form an obtuse triangle. Hence there are at most four points.
If there are four, the opposite angles of their inscribed quadrilateral sum to and are
all at most , so the quadrilateral is a rectangle. □
Corollary 2.3.A positive hollow symmetric matrix of rank three on five labels admits no
vector satisfying
Proof.Two weights cannot vanish, since an inequality with those weights on the right
and a positive weight on the left would fail. If exactly one weight vanishes, replace
it by a sufficiently small positive number. Inequalities with that weight on the right
are only relaxed, while those with it on the left still hold because their right sides
are strictly positive. Thus any nonzero nonnegative solution gives a positive one.
For positive weights, the matrix has rank three and satisfies the ordinary triangle
inequalities. Lemma 2.2 would therefore give five points on a circle with no obtuse
triangle, a contradiction. □
3. Compactifying coordinate projection volumes
The affine shape of a convex body can be normalized by a maximal-volume inscribed
simplex. Under this normalization, projection volumes become mixed volumes with
marked segments, whose directions may diverge. Bounded products of singular values
allow the divergence to be absorbed into a contraction of the body without losing too
much dimension.
For , let be the range of the tuples
where deletes the coordinates in . In particular .
Theorem 3.1.For , the closure of consists exactly of the tuples
where is a convex body and . Every such tuple has a representation with .
Proof.Let converge. Adding sufficiently small Euclidean balls allows us to assume
each has interior without changing the limit. Choose a maximal-volume inscribed
simplex and write
where . The upper inclusion follows because replacing any simplex vertex by
a point of cannot increase the simplex volume; every barycentric coordinate has
absolute value at most one. Pass to a subsequence with , where has interior.
Let and denote its columns by . Covariance of mixed volume gives
For arbitrary independent directions, extrusion along segments gives
The fixed inball in therefore bounds every -column wedge of . These wedges
are the columns of , so the product of the largest singular values of is uniformly
bounded.
We now suppress the index and write the singular values as . Choose a fixed
such that for every . For , set
At one has . At one has . By continuity, choose with . In a left singular basis of
, let have eigenvalues . Then
and at most eigenvalues of are smaller than one.
Return to the sequence and replace by and its marked matrix by . Equation (3)
is unchanged, by covariance and . The new bodies and directions are bounded. Take
limits and . Since at least eigenvalues of each are one, . Thus has dimension at
least , and continuity of mixed volumes proves the required representation.
Conversely, start with any and marked matrix in (3). Choose invertible , put ,
and define
Then . The projection tuples of are therefore the mixed-volume tuples of , which
converge to the prescribed tuple. This proves the converse and the closure formula.
□
For complementary projections, , Theorem 3.1 leaves only two possible dimensions for
the repeated body, namely and . We treat them in turn.
4. The obstruction for a body with interior
Fix a full-dimensional body and set
The normalization is . Mixed area measures are positive and centered, and are
continuous under Hausdorff convergence [5, Section 4.1].
Lemma 4.1.For every convex body , one has . If
then and is the restriction of a linear function to .
Proof.Approximate uniformly by smooth support functions . For a sufficiently large
constant , the function is a support function, since its spherical Hessian plus its value
times the identity is positive semidefinite. Thus for a convex body , and positivity
gives . Weak continuity proves the support inclusion. The support-function criterion
used here is recalled in [5, Lemma 4.5].
To identify
the measures, write the common mixed volume as . Alexandrov–Fenchel applied to
gives
Letting and interchanging yields for every . Differences of support functions
contain all functions on the sphere, so the measures agree.
The equality theorem of Shenfeld and van Handel [5, Theorems 2.2 and 4.4] gives
on , for some and . Its hypotheses require interior only for the repeated body ; the
comparison bodies may be lower dimensional. Integrate against , using the support
inclusion and its zero first moment. Since , the resulting identity forces . □
Proposition 4.2.Let and let be a positive hollow matrix of rank three. There are no
full-dimensional and vectors such that
Proof.Assume such a representation. Use the cyclic ordering from Lemma 2.1, and
let and describe the polygonal cone (1). Define
Then
The are centered positive measures supported on . Since , each is concentrated on
.
For every nonzero , its positive and negative parts both contain at least two
nonzero coordinates. Otherwise the equation at the sole positive or negative
coordinate would contradict positivity of the off-diagonal entries. Since , the two
zonotopes below have equal, strictly positive -self-volumes and mixed volume,
Lemma 4.1 applied to each row of gives a linear map such that
The first identity means that the vector of measure densities lies in the polygonal cone.
More explicitly, take and write . Then and almost everywhere. Triangulating a
compact section of (1) gives nonnegative measurable coefficients of its extreme rays.
Integrating those coefficients against produces finite positive measures such that
For , the coefficient is positive, so domination by confines to . Thus only the two
endpoint functions may be nonzero on the measure assigned to an edge.
Fix and let be the other cycle neighbor of . In (7) for , only the two edges incident to
can contribute to an integral involving . The edge has coefficient , leaving only .
Centeredness and (5) give
The same holds for .
Let and . All signed endpoint moments vanish, and the other coordinate functions
vanish on , so . Moreover, any relation with one zero coefficient has all coefficients
zero. Indeed, on the relation reduces to ; if one endpoint coefficient is zero, the
positive absolute moment at the other endpoint forces its coefficient to vanish too.
Propagating around the polygon proves the claim. A vector space of relations with
this property has dimension at most one. There are marked vectors in , hence
Integrating the second identity in (6) against gives
where denotes column of . The right-hand sides span a space of dimension at least
two. To see this, let and take a row functional annihilating . The row satisfies
Positive coefficients determine every coordinate from a single one, so the solution space
has dimension at most one; for odd it is zero, since a nonzero solution would alternate
signs around an odd cycle. The map is injective. Therefore , and for odd . Either bound
gives when , whereas (8) confines to , of dimension at most one. This contradiction
proves the proposition. □
5. The hyperplane limit
When the repeated body lies in a hyperplane, the marked mixed volumes reduce to a norm
in that hyperplane. The reduction explains why the weighted triangle inequalities replace
the rigidity argument.
Lemma 5.1.Let , where , and write with . Define the seminorm
Then
If this array is nonzero, it satisfies (2) with nonzero nonnegative weights .
Proof.If , apply the determinant-one shear fixing and sending to . It sends to and
the component of in to . Extrusion along the normal segment gives
which is the claimed identity. Interchange if necessary; if both normal components
vanish, all the bodies lie in and both sides are zero.
The functional is a seminorm by the Cauchy projection formula [4]. Its triangle
inequality, applied to
gives the weighted inequalities. If all vanished, every entry would vanish, so the
weights are nonzero for a nonzero array. □
Proof of Theorem 1.1. Suppose . Theorem 3.1 with gives a representation (4) with
. Proposition 4.2 excludes dimension . In dimension , translate into a hyperplane
and apply Lemma 5.1. Choose five labels including one with a positive weight. Their
principal matrix has rank exactly three, because every three-label determinant is
positive, and its inherited weights contradict Corollary 2.3. This proves exclusion
from the closure.
For strict perturbations, write as in Lemma 2.1, where . Set
The inner quadratic form is strictly negative on for every , since there it equals
. It has a positive value on , so has signature . Its entries remain positive, and
as ; because lies outside the closed realization locus, so do all sufficiently small
perturbations. The positive strict-signature locus and the complement of are open,
giving the asserted open sets of counterexamples. □
References
[1]
Caius Folkerts, Compatibility and realization of coordinate projection areas, manuscript, 2026.
[2]
Daoji Huang, June Huh, Mateusz Michałek, Botong Wang and Shouda Wang, Realizations of
homology classes and projection areas, arXiv 2505.08881, 2025.
[3]
June Huh, Volume polynomials, arXiv 2601.13249, 2026.
[4]
Rolf Schneider, Convex Bodies: The Brunn–Minkowski Theory, second expanded edition,
Encyclopedia of Mathematics and its Applications 151, Cambridge University Press, 2014.
[5]
Yair Shenfeld and Ramon van Handel, The extremals of Minkowski’s quadratic inequality, Duke
Mathematical Journal 171 (2022), no. 4, 957–1027.